Simon D. Collier 

Simon D. Collier is the founder of Sondent Group. His career spans over 25 years of securities operations and product experience at major global banks, as well as three years as President of fund services company. more

 

Sondent Group, LLC

Focused on Securities Operations

Sondent Group provides consulting services to back & middle office securities operations groups.

Our experience includes work with global custodians, sub-custodians, fund administrators, broker-dealers, mutual funds, insurance companies and investment advisors.

Our work has recently included assignments in the US, Europe and Asia; our consulting network includes associates in a number of global locations.

 

Recent Assignments

Back-office process consulting for a U.S. based firm engaged in providing settlement services to Exchange Traded funds.

Workflow analysis, documentation and efficiency improvement proposals for a Singapore based broker-dealer firm.

Review of custody and clearing capabilities for a US bank.

Back-office system implementation support on behalf of a European service provider and a PRC insurance company.

Review of regulatory reporting requirements for an offshore deposit taking institution

Operations Efficiency Process